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Tag: Cetera customer complaints

Lawsuit Filed Against Cetera Advisors, LLC over High Risk Energy Investments, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations, Securities Fraud Articles

March 23, 2021

Lawsuit Filed Against Cetera over High-Risk Investments

FINRA Lawsuit Alleges Financial Advisor George Merhoff, Jr. made Unsuitable Investment Recommendations The White Law Group has submitted a...

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3 Cetera Firms to pay $1 Million for Supervisory Issues, featured by top securities fraud attorneys, The White Law Group

Blog, FINRA SEC Sanctions

December 17, 2020

3 Cetera Firms to pay $1 Million for Supervisory Issues

FINRA Censures and Fines Cetera for Alleged Supervisory Issues According to a Letter of Acceptance Waiver and Consent (AWC) signed December...

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