Tag: CDO lawyer
Stifel Nicolaus investigated by SEC over risky investments, CDOs
According the Investment News, Stifel, Nicolaus & Co. and a former executive at the brokerage defrauded five eastern Wisconsin school...
Wells Fargo to settle SEC claim involving CDO sales.
According to the Investment News, home loan giant Wells Fargo & Co. has agreed to pay $11.2 million to settle federal securities...