Tag: Cambridge Investment Research sanctions

March 3, 2022

SEC Charges Cambridge Investment Research with Conflicts of Interest

SEC Alleges Cambridge Investment Research Breached its Fiduciary Duty with Mutual Fund Overcharges According to a press release on March...

Cambridge Investment Research Inc. Lawsuits – Broker Fraud, Investigation and Regulatory Review, featured by top securities fraud attorneys, The White Law Group

Blog, Securities Fraud Articles

March 17, 2021

Cambridge Investment Research Overview

The White Law Group is investigating potential securities claims involving Cambridge Investment Research Inc. (CRD# 39543, Fairfield,...

Cambridge Investment Research Censured & Fined $150,000, featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Securities Fraud Articles

March 6, 2020

Cambridge Investment Research Censured & Fined $150,000

FINRA Sanctions Cambridge Investment Research for Alleged Supervisory Issues According to the FINRA Disciplinary report for February 2020,...

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