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Tag: Cambridge Investment Research fined

Blog, Securities Fraud

SEC Charges Cambridge Investment Research with Conflicts of Interest 

SEC Alleges Cambridge Investment Research Breached its Fiduciary Duty with Mutual Fund Overcharges  According to a press release on March...

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Blog, Securities Fraud

Cambridge Lawsuits: Broker Fraud & Regulatory Review

The White Law Group is investigating potential securities claims involving Cambridge Investment Research Inc. (CRD# 39543, Fairfield,...

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Blog, Securities Fraud

Cambridge Investment Research Censured & Fined $150,000

FINRA Sanctions Cambridge Investment Research for Alleged Supervisory Issues According to the FINRA Disciplinary report for February 2020,...

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