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Tag: California securities lawyer

Blog, Securities Fraud

Investigation into Adorean Boleancu Investment Losses

A former broker and financial advisor with Wells Fargo has been indicted for fraud by a federal grand jury in San Francisco. Adorean...

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Blog, Securities Fraud

LaeRoc Fund Investigation

LaeRoc Fund Investment Losses The White Law Group is investigating potential securities fraud claims against the broker-dealers that...

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Blog, Securities Fraud

Securities Regulatory Information Regarding Centaurus Financial

The following is a brief breakdown of publicly available information regarding Centaurus Financial and its securities sales practices and...

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Blog, Securities Fraud

Citigroup fined by FINRA for failure to supervise a sales assistant

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, Inc. $500,000 for...

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Blog, Securities Fraud

AIS Financial Expelled From Securities Industry

Investor Alert – AIS Financial A Financial Industry Regulatory Authority (FINRA) hearing panel has expelled AIS Financial, Inc., a...

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Blog, Securities Fraud

Local California Counsel for FINRA Arbitrations

Local California Counsel for FINRA Arbitrations The White Law Group often serves as local counsel throughout California for out-of-state...

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