Call Now for a Free Consultation
(888) 637-5510

Tag: California securities lawyer

Blog, Securities Fraud

July 23, 2013

Investigation into Adorean Boleancu Investment Losses

A former broker and financial advisor with Wells Fargo has been indicted for fraud by a federal grand jury in San Francisco. Adorean...

Read More →
GWG Holdings Inc. Losses, Featured by Top Securities Fraud Securities Attorneys, The White Law Group

Blog, Securities Fraud

February 27, 2013

LaeRoc Fund Investigation

LaeRoc Fund Investment Losses The White Law Group is investigating potential securities fraud claims against the broker-dealers that...

Read More →

Blog, Securities Fraud

September 26, 2011

Securities Regulatory Information Regarding Centaurus Financial

The following is a brief breakdown of publicly available information regarding Centaurus Financial and its securities sales practices and...

Read More →

Blog, Securities Fraud

August 9, 2011

Citigroup fined by FINRA for failure to supervise a sales assistant

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, Inc. $500,000 for...

Read More →
AIS Financial

Blog, Securities Fraud

April 6, 2011

AIS Financial Expelled From Securities Industry

Investor Alert – AIS Financial A Financial Industry Regulatory Authority (FINRA) hearing panel has expelled AIS Financial, Inc., a...

Read More →

Blog, Securities Fraud

January 7, 2011

Local California Counsel for FINRA Arbitrations

Local California Counsel for FINRA Arbitrations The White Law Group often serves as local counsel throughout California for out-of-state...

Read More →

(312) 238-9650 | Fax (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606

The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2015 by The White Law Group, LLC All rights reserved.