Tag: brokerage firm duty of loyalty and care
Unified Fiduciary Standard Coming?
The White Law Group continues to follow the SEC discussions regarding the development of a unified fiduciary standard in accordance with...
Fiduciary Duties of Broker Dealers & Investment Advisers
Dodd-Frank Wall Street Reform and Consumer Protection Act In the wake of the 2008 financial crisis, the Dodd-Frank Wall Street Reform and...