logo_web_wht
FREE CONSULTATION
(888) 637-5510

Tag: broker recruiting protocol participants

Broker Protocol

Blog, Current Investigations

November 29, 2017

UBS Wealth Management withdraws from Broker Protocol

Two Big Firms Exit Broker Protocol, Financial Advisors may be Vulnerable to Litigation UBS Wealth Management Americas is exiting the...

Read More →
broker protocol

Blog, Securities Fraud Articles

January 18, 2012

Brokerage Firm Protocol for Broker Recruiting

Broker Protocol In an effort to curb the litigation that occurs when financial advisors move from one broker-dealer to another, in 2004...

Read More →
Investment Losses?
Contact our National Securities Fraud Attorneys
GET A FREE CONSULTATION

Why Hire The White Law Group?

$50 M
Recovered for Investors
30 Years
of Securities Law Experience
700+
FINRA Arbitration Cases
50 States
Representing Investors
5-Star
AVVO Attorney Rating
Contingency Based Fees
logo_web_wht2
(312) 238-9650 | Fax: (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606 The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2023 by The White Law Group, LLC All rights reserved.
PRIVACY POLICY

SITE MAP