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Tag: broker promissory note attorney

Blog, Securities Fraud Articles

May 15, 2015

John Offenburger Wins Promissory Note Dispute

According to Investment News, former Morgan Stanley rep, John Offenburger, prevailed in a FINRA arbitration claim with the firm. The...

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Blog, Securities Fraud Articles

May 1, 2014

FINRA Awards regarding Financial Advisor Promissory Notes

Promissory Notes (often called up-front forgivable loans) are commonly used as a recruiting tool by many of the major brokerage firms in...

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