Tag: Boca Raton securities attorney
Brookstone Securities fined by FINRA over CMO sales
The Financial Industry Regulatory Authority (FINRA) recently announced that a FINRA hearing panel ruled that Brookstone Securities of...
CBG Financial Group, Inc. fined by FINRA
CBG Financial Group, Inc. (CRD #6578, Boca Raton, Florida) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm...
Recovery of Puerto Rico Conservation Trust Fund Secured Notes
Have you suffered investment losses in Puerto Rico Conservation Trust Fund Secured Notes? If so, The White Law Group may be able to help....
David Lerner, Apple REIT Securities Fraud Investigation
Despite the writing on the wall, David Lerner continues to maintain that there is nothing wrong with the Apple REITs that it has sold to...
Proposed Legislation Aimed At Protecting Elderly Investors
According to the Sun Sentinel, U.S. Rep. Ted Deutch recently unveiled proposed legislation aimed at protecting the elderly from financial...
FINRA focused on Private Placements and Non-Traded REITs
Broker-dealer sales of opaque and illiquid private investments are squarely in the sights of securities regulators at the Financial...
