Tag: Bethesda

Blog, Securities Fraud Articles

Michael Anthony Gist fined and suspended from FINRA

FINRA recently announced that Michael Anthony Gist, formerly a financial advisor with Ameritas Investment Corp. in Highlands Ranch,...

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Blog, Securities Fraud Articles

Frederick J. Barton allegedly defrauded a client

The SEC recently announced that an Administrative Law Judge issued an Initial Decision in Frederick J. Barton (Barton), Admin. Proc....

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