Tag: best execution

April 5, 2023

Packerland Brokerage Complaints and Regulatory Actions

The White Law Group reviews the regulatory history of Packerland Brokerage Services. Packerland Brokerage Services, based in Green...

FINRA Fines Barclays Capital Inc. $2 Million for Best Execution Violations , featured by top securities fraud attorneys, the White Law Group

Blog, Current Investigations

October 6, 2022

FINRA Fines Barclays Capital Inc. $2 Million

Barclays Sanctioned for Best Execution Violations and Supervisory Failures According to the Financial Industry Regulatory Authority...

Blog, Securities Fraud Articles

May 18, 2011

Domestic Securities, Inc. fined by FINRA

Domestic Securities, Inc. (CRD #34721, Montvale, New Jersey) recently submitted a Letter of Acceptance, Waiver and Consent in which the...

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