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Tag: Berthel Fisher investment losses

Berthel Fisher Investigation, Featured by Top Securities Fraud Attorneys, The White Law Group

FINRA SEC Sanctions, Securities Fraud Articles

April 21, 2017

FINRA Sues Berthel Fisher and Former Advisor

FINRA Sues Berthel Fisher and Former Advisor According to reports, FINRA is charging Berthel Fisher with failure to supervise sales of unit...

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Blog, Securities Fraud Articles

April 8, 2014

Berthel Fisher Settles DBSI Lawsuit

According to InvestmentNews, broker-dealer Berthel Fisher & Co. Financial Services Inc., “one of the biggest seller of DBSI...

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