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Tag: Berthel Fisher class action

Berthel, Fisher & Company Complaints and Regulatory Actions featured by top securities fraud attorneys, the White Law Group

Blog, FINRA SEC Sanctions, Securities Fraud Articles

April 6, 2023

Berthel, Fisher and Co.: Complaints and Regulatory Actions

The White Law Group reviews the regulatory history of Berthel, Fisher and Company Financial Services.   The following is a review of...

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Blog, Securities Fraud Articles

April 8, 2014

Berthel Fisher Settles DBSI Lawsuit

According to InvestmentNews, broker-dealer Berthel Fisher & Co. Financial Services Inc., “one of the biggest seller of DBSI...

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