Tag: Baltimore

August 26, 2010

Maryland Securities Laws

Each state has its own securities laws. The following are selected sections of the Maryland securities laws that are generally applicable...

Blog, Securities Fraud Articles

June 8, 2010

Charles James Moni fined and suspended from FINRA

FINRA recently announced that Charles James Moni, a financial advisor formerly registered with Jesup & Lamont Securities Corp, a FINRA...

Blog, Securities Fraud Articles

October 6, 2009

Frederick J. Barton allegedly defrauded a client

The SEC recently announced that an Administrative Law Judge issued an Initial Decision in Frederick J. Barton (Barton), Admin. Proc....

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