Tag: auction rate securities lawsuit

January 20, 2012

FINRA Panel Demands Oppenheimer Repurchase Securities

According to a recent article from Reuters, a Financial Industry Regulatory Authority (FINRA) arbitration panel has ruled in favor of an...

Blog, Securities Fraud Articles

September 27, 2011

Fidelity to Repurchase Illiquid Auction Rate Securities

Fidelity Brokerage Services LLC Agrees to Repurchase Illiquid Auction Rate Securities and FINRA Sets Up a Special Arbitration Panel (SAP)...

Blog, Securities Fraud Articles

July 28, 2011

SunTrust fined over auction rate securities

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined SunTrust Robinson Humphrey, Inc. (SunTrust RH) and...

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