Tag: Atlanta
Georgia Securities Law
Each state has its own securities laws. The following are selected sections of the Georgia securities laws that are generally applicable in...
Richard Albert Seefried suspended by FINRA
FINRA recently announced that Richard Albert Seefried, a financial advisor in Spokane, Washington currently registered with GVC Capital,...
Robyn Lynn O’Hara barred from FINRA
FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, George, has been barred from FINRA for...
Stephanie Murch Haggerty fined and suspended from FINRA
According to a recent FINRA announcement, Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in Atlanta, Georgia,...
Securities Fraud Claims involving J.P. Turner & Co
The Atlanta Business Chronicle recently touted J.P. Turner & Company, LLC as one of Atlanta ’s Top 10 Brokerage Firms. The survey,...
