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Tag: Alex G. Herrera investigation

Alex G. Herrera

Blog

October 26, 2018

UBS Faces Lawsuit over Failure to Supervise Former Broker, Alex G. Herrera

Alex G. Herrera – UBS Financial – Coral Gables, FL According to a press release, UBS Financial Services is facing a claim that it...

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Alex G. Herrera

Blog, Current Investigations

August 10, 2018

Alex G. Herrera Barred from Securities Industry

Securities Investigation – Alex G. Herrera – UBS Financial Services – Coral Gables, FL According to the Financial Industry...

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