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Tag: Aegis Capital corp failure to supervise

Aegis Capital Corp. Hit with $2.8M For Excessive and Unsuitable Trades, featured by top securities fraud attorneys, The White Law Group

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November 9, 2021

Aegis Capital Corp. Hit with $2.8M for Excessive Trades 

FINRA Fines Aegis Capital Corp. $2.8M For Excessive and Unsuitable Trades  According to The Financial Industry Regulatory Authority...

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