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May 1, 2016

Investor Alert: CFP Board’s Public Disciplinary Action

Public Disciplinary Action List CFP Board is a non-profit organization acting in the public interest by fostering professional standards in...

Blog, Securities Fraud Articles

November 6, 2015

Update on $300 Million Penny Stock Scheme

The Securities and Exchange Commission (SEC) recently released the names of three additional individuals charged in a penny stock...

Blog, Securities Fraud Articles

September 25, 2014

WFG Investments Faces Hefty Fine

According to InvestmentNews, the Dallas based broker-dealer, WFG Investments Inc., is facing a “global fine” that could cost...

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