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Blog, Current Investigations, Securities Fraud Articles

William Brian Mulder Barred from Securities Industry

William Brian Mulder, Merrill Lynch, Tulsa, OK Are you concerned about investments with William Brian Mulder? If so, the securities...

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Blog, Securities Fraud Articles

Brian Harris Brunhaver barred from securities industry.

According to a FINRA disciplinary action announcement, Brian Harris Brunhaver (CRD #2498928, Snohomish, Washington) was recently barred...

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Blog, Current Investigations

Vereit Inc. Settles Class Action Lawsuit for $738.5 Million

Vereit Inc. (fka American Realty Capital Properties) Settles Class Action Lawsuit Vereit Inc. (NYSE: VER), a publicly traded REIT formerly...

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Blog, Current Investigations

AR Capital & Execs Settle SEC Charges for $60 Million

AR Capital & Execs Settle SEC Charges for $60 Million According to a press announcement yesterday, the Securities and Exchange...

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Blog, Current Investigations

Lead Underwriter Morgan Stanley Downgrades Snap Inc.

Snap Inc. Update:  Bad News for Investors Morgan Stanley, the lead underwriter on the initial public offering of Snap Inc. downgraded the...

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Current Investigations

CFP Board Imposes Discipline

CFP Board: Disciplinary actions relate to 23 current or former CFP® professionals CFP Board announced last week public disciplinary...

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