Written by 1:29 pm Blog, Current Investigations

MRC HV Investors LLC, Investigating Potential Claims 

MRC HV Investors LLC, Investigating Potential Claims , featured by top securities fraud attorneys, The White Law Group

Concerned about your investment in MRC HV Investors LLC? 

The White Law Group is investigating potential claims involving broker dealers who may have unsuitably recommended high risk private placement investments like MRC HV Investors LLC to investors. 

According to SEC filings, MRC HV Investors LLC, based in Denver, CO, filed a form D to raise capital from investors in 2017. The securities offering is reportedly “other real estate” and the total offering amount was purportedly $12,662,000.  

The problem with Reg D private placement investments such as MRC HV Investors LLC is that they often involve a high degree of risk. They are typically sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds. Lack of liquidity can also be a problem for investors. 

Investments such as these are typically sold by brokerage firms in exchange for a large up-front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%. In this particular offering, the sales commissions and fees were estimated at “Selling commissions of 6% and Managing Broker-Dealer Fee of 4%.,” according to the filing. 

For more information on Reg D private placement investments please see: 

Regulation D Private Placement Fraud Attorneys 

Filing a Complaint against your Brokerage Firm 

Despite the risks of investing in alternative investments– such as a private placement investment– brokerage firms continue to push this type of product because of the high commissions associated with their sale and creation. 

If a brokerage firm makes unsuitable investment recommendations or fails to adequately disclose the risks associated with an investment, they may be liable for investment losses through FINRA arbitration. 

FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute. 

Free Consultation with a Securities Attorney 

If you have concerns regarding your investment in MRC HV Investors LLC or another Reg D private placement investment, The White Law Group may be able to help you. To speak with a securities attorney about your options, please call the office at 888-637-5510 for a free consultation. 

 

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. 

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit http://whitesecuritieslaw.com. 

  

  

  

 

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