Green Rock Investors LLC: Securities Investigation 

Green Rock Investors LLC: Lawsuit Investigation

The White Law Group is investigating potential securities claims involving Green Rock Investors LLC. If you have suffered investment losses, we may be able to help you.

Green Rock Investors LLC, a pooled investment fund, reportedly filed a form D to raise capital from investors in 2017 and the total offering amount sold was purportedly $2,685,000.  

The Risks of Investing in Reg D Private Placements

The problem with private placement investments such as Green Rock Investors is that they often involve a high degree of risk. They are typically sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds. Lack of liquidity can also be a problem for investors.

Broker dealers are required to perform adequate due diligence on any investment they recommend and to ensure that all recommendations are suitable for the investor. 

Potential Lawsuits to Recover Investment Losses 

Despite the risks of investing in private placements, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.  Investment recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. 

Broker dealers that fail to adequately disclose risks or make unsuitable investment recommendations can be held liable for investment losses. 

Free Consultation with a Securities Attorney 

If you are concerned about your investment in Green Rock Investors LLC, the securities attorneys at The White Law Group may be able to help you. For a free consultation with a securities attorney, please call The White Law Group at 1-888-637-5510. 

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. We represent investors across the nation in claims against their brokerage firms.