Written by 2:43 pm Blog, Current Investigations

Gemini Opportunity Fund III – Private Placement – Investment Losses

Gemini Opportunity Fund III

Investigating Potential Claims Involving Gemini Opportunity Fund III

Have you suffered losses investing in Gemini Opportunity Fund III? If so, The White Law Group may be able to help you recovery your losses by filing a FINRA arbitration claim against the brokerage firm that sold you the investment.

Gemini Opportunity Fund III is a real estate fund launched by Gemini Real Estate Advisors LLC. It invests in properties, according to Bloomberg.

Gemini often raises capital through Reg D private placements like the company did for Gemini Opportunity Fund III. Investments such as these are typically sold by brokerage firms in exchange for a large up front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%.

The problem with private placement investments such as Gemini Opportunity Fund III is that they involve a high degree of risk. They are typically sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds.  These investments may seem wise at first, until the dramatic drop in distributions.

Are high risk private placements suitable for you?

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for improperly selling high-risk private placements, like Gemini Opportunity Fund III, to their clients.

Despite the risks of investing in private placements, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.

Free Consultation

If you have concerns regarding your investment in Gemini Opportunity Fund III and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://whitesecuritieslaw.com.

 

 

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