E2c ESA Bond 1 LLC – Securities Investigation 

Investors may have claims – E2c ESA Bond 1 LLC 

Are you concerned about your investment in E2c ESA Bond 1 LLC? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. 

According to SEC filings, E2c ESA Bond 1 LLC filed a Form D to raise capital from investors. The total offering amount was purportedly $25,000,000 with sales commissions and fees estimated at more than 10% of the total offering amount.

Investments such as these are typically sold by brokerage firms in exchange for a large up front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%.  

The problem with private placement investments such as E2c ESA Bond 1 LLC is that they typically involve a high degree of risk. They are also often sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds. 

Investigating Potential Claims 

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for unsuitably recommending high-risk private placements, like E2c ESA Bond 1 LLC to investors. 

Despite thethe risks of investing in private placements, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation. 

If you have concerns regarding your investment in E2c ESA Bond 1 LLC and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510. 

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois. 

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://whitesecuritieslaw.com.