Written by 6:29 pm Current Investigations

Credit Suisse AG Nassau BRH ETN Initial Issuance LKD S&P 500 VIX

Credit Suisse AG Nassau BRH ETN Initial Issuance LKD S&P 500 VIX

Credit Suisse AG Nassau BRH ETN Initial Issuance LKD S&P 500 VIX Securities Fraud Investigation

Did you lose money investing in Credit Suisse AG Nassau BRH ETN Initial Issuance LKD S&P 500 VIX at the recommendation of your broker? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.

An exchange-traded note (ETN) is a senior, unsecured, unsubordinated debt security issued by an underwriting bank. Similar to other debt securities, ETNs have a maturity date and are backed only by the credit of the issuer. ETNs are designed to provide investors access to the returns of various market benchmarks.

The Risks of ETNs

According to the pricing supplement in the prospectus, The ETNs are intended to be trading tools for sophisticated investors to manage daily trading risks.  They are designed to achieve their stated investment objectives on a daily basis, but their performance over longer periods of time can differ significantly from their stated daily objectives.

The ETNs are riskier than securities that have intermediate or long-term investment objectives, and may not be suitable for investors who plan to hold them for longer than one day.  Accordingly, the ETNs should be purchased only by knowledgeable investors who understand the potential consequences of investing in volatility indices and of seeking inverse or leveraged investment results, as applicable.  Investors should actively and frequently monitor their investments in the ETNs, even intra-day.

 If your financial advisor over-concentrated your portfolio in the Credit Suisse AG Nassau BRH ETN Initial Issuance LKD S&P 500 VIX, you may have a viable claim to recover your losses.  Financial advisors are required to make suitable investment recommendations, accounting for your age, income, net worth, investment experience, and investment objectives.  Diversification is the key to reducing risk.  As such, over-concentrated exposure to any sector or investment, can be unsuitable for many investors.

Recovery of Investment Losses

The White Law Group is investigating the liability that brokerage firms may have for making bad bets in the Credit Suisse AG Nassau BRH ETN Initial Issuance LKD S&P 500 VIX.

If you lost money investing in the Credit Suisse AG Nassau BRH ETN Initial Issuance LKD S&P 500 VIX and would like to discuss your litigation options, please call the securities arbitration attorneys of The White Law Group at 888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.  For more information on the firm and its representation of investors in FINRA arbitration claims, visit https://whitesecuritieslaw.com.

 

 

 

 

 

Tags: , , , , , , , , , , , , , , Last modified: July 7, 2017