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Choosing a Financial Advisor In this episode, Mr. White...
What is Churning? Churning is excessive trading by a broker in a client’s account largely to generate commissions. Churning claims arise...
How to file a FINRA claim In this episode, Mr. White discusses the statute of limitations for bringing a FINRA claim against your brokerage...
Episode 17 The following is a transcription of Wall Street vs. Main Street, a radio show/podcast hosted by the firm’s managing partner D....
The FINRA Arbitration Process The following is a transcription of a...
Wall Street V. Main Street Podcast–Episode 4 – Hedge Funds ...