Current Investigations Archives - Page 618 of 662

November 1, 2016

Robert J. Batchen Suspended from Securities Industry According to FINRA, Robert J. Batchen (CRD# 2106288, Skokie, IL) was recently...

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October 31, 2016

Investment Losses with Investment Scams The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to help...

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October 30, 2016

Midstates Petroleum Investment Losses Midstates Petroleum Company, Inc. is an independent producer focused on oil fields in the...

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October 29, 2016

Have you suffered losses investing with William L. Tatro (CRD #808176, Newark, New York)? If so, The White Law Group may be able to help....

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October 29, 2016

According to Bloomberg, Monroe Capital Corporation (MRCC) is a business development company (BDC) specializing in senior, unitranche and...

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October 28, 2016

According to FINRA, the Department of Enforcement alleges that between May 24, 2012 and July 26, 2012 while employed as a registered...

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Current Investigations