Current Investigations
Northridge Holdings, Ltd. Securities Fraud Investigation
SEC charges Northridge Holdings & entities with engaging in alleged $41 million fraud scheme. The White Law Group is investigating...
UBS Financial Services Censured & Fined $2,000,000
FINRA Sanctions UBS Financial Services involving Municipal short positions According to the public records on FINRA’s website, on October...
James M. Lamont Broker Investigation
Financial Advisor James M. Lamont, Whitehall-Parker Securities in San Francisco, CA Are you concerned about investments with James M....
Benjamin Lowder Jr. Broker Investigation
Financial Advisor Benjamin Lowder Jr., MSI Financial Services in Charlotte, NC Are you concerned about investments with Benjamin Lowder Jr....