Current Investigations
Advisor Ajay Gupta, Conservation Easement Lawsuit
Couple Reportedly sues after IRS Audit & Conservation Easement Losses A California couple reportedly filed a private arbitration claim...
Jon Lindberg, Proequities, Charged with Broker Misconduct
Broker Jon Lindberg, Birmingham, AL has 2 Pending Regulatory Actions According to the Financial Industry Regulatory Authority (FINRA),...
T0.COM Inc. Securities Investigation
T0.COM Inc. Securities Investigation Did your broker recommend an investment in T0.COM Inc.? The White Law Group is investigating potential...
Stiflel Nicolaus Ex-Broker Alex Perry Barred from Securities industry
FINRA Bars Matthew Alexander Perry (Alex Perry) after Allegations of Unauthorized & Unsuitable Trades According to public records, the...
Crown Capital Securities to Pay $1.6 Million for Overcharges
SEC Sanctions Crown Capital Securities LP for Mutual Fund Overcharges & Revenue Sharing According to a filing this week, the Securities...
Griffin REITs Merge to become American Healthcare REIT
American Healthcare REIT Inc. Securities Investigation The White Law Group continues to investigate potential securities claims involving...
