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SEC charges Frank Bluestein with securities fraud
The Securities and Exchange Commission recently announced that it had charged Detroit-area stock broker Frank Bluestein, formerly of...
David Michael Piazza fined and suspended from FINRA
FINRA recently announced that David Michael Piazza, formerly of Farmers Financial Solutions, LLC in Montgomery, Illinois, has been fined...
SEC Order: United Global Securities, Richard D. Blair
On September 29, 2009 the Securities Exchange Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings,...
Robyn Lynn O’Hara barred from FINRA
FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, George, has been barred from FINRA for...
Jamik Jamar Ligon fined and suspended by FINRA
FINRA recently announced that Jamik Jamar Ligon, formerly of Merrill Lynch, Pierce, Fenner & Smith, Incorporated in Jersey City, New...
