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Prominent Hollywood Broker Sued by FINRA
According to Investment News, well-known Hollywood broker Bambi Holzer is facing charges from the Financial Industry Regulatory Authority...
UBS’s Anticipated Defenses in the UBS Puerto Rico Fund Cases
Brokerage firms almost always defend FINRA arbitration cases in the same way – (1) the disclosure defense, (2) blaming you, and (3)...
The Bond Buyer:
On Tuesday, White Law Group filed an arbitration case with FINRA for a single investor claiming more than $450 million in losses. The firm claims UBS engaged in fraud, breach of fiduciary duty, negligence, and negligent supervision, according to a press release…
Recover UBS Puerto Rico Fund Investment Losses
Have you suffered investment losses in a UBS Puerto Rico Fund investment? If so, The White Law Group may be able to help you recover your...