Month: March 2022
Forrest Jones, Merrill Lynch, Barred from Securities Industry
SEC Charges Financial Advisor Forrest Jones with Defrauding Investors According to the Financial Industry Regulatory Authority (FINRA),...
FINRA Sanctions Crown Capital Securities LP for Violations
FINRA Censures and Fines Crown Capital $75,000 for Compensation Violations According to the Financial Industry Regulatory Authority...
SmartStop Self Storage REIT Suspends SRP
The White Law Group is investigating securities claims involving broker-dealers recommendation of Smartstop Self Storage REIT Inc. Are you...
Deutsche Bank Securities, Inc. Hit with $2 Million Fine
FINRA Fines Deutsche Bank Securities, Inc. $2 Million For Best Execution Violations The Financial Industry Regulatory Authority (FINRA)...
WP Carey’s Corporate Property Associates 18 Global Liquidation
Corporate Property Associates 18 – Global Inc. announces affiliated merger with W.P. Carey Inc. (NYSE: WPC) The White Law Group is...
NorthStar Healthcare Income Inc. Losses – Investors may have claims
NorthStar Healthcare Income Inc. – High-risk, Non-traded REIT Are you concerned about your NorthStar Healthcare Income Inc. losses?...
