Month: July 2021
Advisor Kevin Meadows Reportedly Suspended
FINRA Bars Broker Kevin Meadows after Allegations of Unsuitable & Excessive Trades According to the Financial Industry Regulatory...
Medley Management Suspends Trading
Sierra Income’s Asset Manager to Delist from NYSE after Medley LLC files for Chapter 11 According to reports this week, Medley LLC filed...
Sean Zhang, Wells Fargo Advisor, Barred from the Securities Industry
Broker Sean Zhang’s Customers allege Unsuitable Investment Recommendations & Misrepresentation According to the Financial Industry...
Next Financial Group to pay $750,000 for Supervisory Failures
FINRA Sanctions Next Financial Group for Unsuitable Mutual Fund Trading The White Law Group is investigating potential securities claims...
Texas South Energy Inc. Securities Investigation
Concerned about your investment in Texas South Energy Inc.? The White Law Group is investigating the liability that FINRA registered...
Douglas Szempruch Suspended from the Securities Industry
FINRA Reportedly Suspends Douglas Szempruch after Allegations of Unsuitable & Unauthorized Trades According to public records from the...
