Month: November 2020
FINRA: Private Placement Offerings Rule Change
FINRA to Tighten Regulations for Private Placement Marketing Communication According to the Financial Industry Regulatory Authority this...
Alex Gierbolini, Merrill Lynch Advisor, 24 Customer Complaints
Alex Gierbolini’s Complaints Allege Misrepresentation and Unsuitable Investments in Puerto Rico Closed-End Funds According to the...