Month: October 2019
Stifel Nicolaus to pay $1.5 Million to 3 Investors
FINRA Award: Customer Complaint against Stifel Nicolaus for Alleged supervisory failures According to public records posted last week, a...
Summit Midstream Partners LP Investment Losses
Concerned about your investment losses in Summit Midstream Partners LP? Have you suffered losses investing in Summit Midstream...
FINRA Lawsuit filed against Sandlapper Securities LLC
Sandlapper Securities Lawsuit Alleges Unsuitable Investment Recommendations The White Law Group recently announced that it has filed a...
Financial Advisors Duties: Suitability & Tax Consequences
Does a financial advisor have to factor in taxes when making a recommendation? Before recommending an investment, financial advisors are...
Northridge Holdings, Ltd. Securities Fraud Investigation
SEC charges Northridge Holdings & entities with engaging in alleged $41 million fraud scheme. The White Law Group is investigating...
Randolph Eddelmon Barred by FINRA – Broker Investigation
Financial Advisor Randolph Eddelmon, Geneos Wealth Management in Scottsdale, AZ Are you concerned about investments with Randolph Eddelmon...
