Month: March 2018
New Legislation to Aid with Unpaid FINRA Awards
Senator Warren wants to make FINRA Accountable for Unpaid Arbitration Awards According to reports, Senator Elizabeth Warren (D – Mass.)...
Woodbridge Securities Update – Securities Investigation
Lawsuit Involving HD Vest Financial Advisors Jerry D. Raines and Donna L. Barnard The White Law Group continues to investigate potential...
MVP REIT I and II Merges to Form The Parking REIT Inc.
Securities Investigation Involving The Parking REIT The Parking REIT Inc. is a publicly registered non-traded real estate investment trust...
Former Advisor James Knee Accused of Stealing $250K from a Client
Massachusetts Authorities Arrest James Knee According to reports, authorities have arrested former financial advisor, James Knee, for...
Ameriprise Financial Services Allegedly Overcharges Retirement Customers
1,791 Ameriprise Financial Customers reportedly overpaid a total of $1,778,592.31 in Higher-fee mutual fund shares. According to the...
FINRA Awards UBS Clients $500,000 for Puerto Rico Bonds & CEFs
The White Law Group continues to Investigate Potential Claims involving UBS Puerto Rico Bonds and closed- end bond funds. According to the...
