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Month: November 2016

Reef 2011 Private Drilling Fund LP

Blog

November 22, 2016

Reef 2011 Private Drilling Fund LP, Possible Bank Foreclosure

Reef 2011 Private Drilling Fund LP Investment Losses Are you concerned about your investment losses in Reef 2011 Private Drilling Fund LP?...

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Blog

November 21, 2016

Investor Alert: MLPs – Master Limited Partnerships

The Securities and Exchange Commission’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help investors...

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Churning is a Problem in the Securities Industry, featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Securities Fraud Articles

November 21, 2016

Investor Alert: What is Churning?

Is your Financial Advisor Churning your Account? What is churning? According to the SEC, churning occurs when a broker engages in excessive...

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Blog

November 20, 2016

New Mountain Finance BDC Investment Losses

New Mountain Finance Corporation (NYSE: NMFC) is a closed-end, non-diversified management investment company that has elected to be treated...

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Blog, Current Investigations

November 18, 2016

Oppenheimer and Co. Hit with $3.4 Million in Sanctions

FINRA sanctioned Oppenheimer & Co., Inc.  $3.4 million for poor reporting practices, including  internal discipline, providing...

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Blog, Current Investigations

November 18, 2016

Stanley Jonathan Fortenberry Pleads Guilty

Stanley Jonathan Fortenberry of San Angelo, Texas, pleaded guilty on November 18, 2016 to an indictment charging him with obstruction of...

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