According to FINRA, Eric William Kuchel (CRD #4118500, Yorba Linda, California) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Kuchel allegedly failed to provide complete testimony to FINRA during the course of an investigation into mutual fund transactions that occurred at his member firm. The findings stated that Kuchel did not substantially comply with the request for his testimony and failed to appear for his rescheduled testimony. Purportedly, Kuchel’s delays, and ultimate failure to provide his testimony, impeded FINRA’s investigation.
For FINRA’s full findings see FINRA Case #2015047966701.
According to FINRA’s BrokerCheck, Kuchel was registered with LPL Financial in Brea, CA from 11/2014 – 11/2015 and with Crown Capital Securities in Brea, CA from 07/2007 – 11/2014.
The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. For more information on the firm and it’s representation of investors, visit https://whitesecuritieslaw.com.
For a free consultation with a securities attorney, please call the firm at 1-888-637-5510.
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