Month: July 2016
Douglas Miller and Gary Rathbun barred from securities industry.
According to FINRA, Douglas Scott Miller (CRD #1946240, Bowling Green, Ohio) and Gary Lee Rathbun (CRD #1084721, Wauseon, Ohio) recently...
Investor Alert: Financial Advisor Andrew Yocum
Investigation of Andrew Todd Yocum and Morgan Stanley According to FINRA, Andrew Todd Yocum (CRD #4590723, Ocala, Florida) recently...
Centaurus Financial enters in to AWC with FINRA over UIT sales
According to FINRA’s website, Centaurus Financial recently entered in to a Letter of Acceptance, Waiver, and Consent (AWC) with...
RK Properties Opportunity Fund Investment Losses
Have you suffered losses investing in RK Properties Opportunity Fund? If so, The White Law Group may be able to help. According to...
