Month: May 2016
Miguel Angel Hernandez barred from securities industry.
According to an InvestmentNews report, Miguel Angel Hernandez has been barred from the brokerage industry after allegedly lying to obtain...
Christopher Thomas Tolmacs barred from securities industry.
Securities Investigation of Christopher Tolmacs According to a recent FINRA disciplinary announcement, Christopher Thomas Tolmacs (CRD...
Thomas Paul Schober barred from securities industry.
According to a recent FINRA disciplinary announcement, Thomas Paul Schober (CRD #1058291, Rumson, New Jersey) has submitted an AWC in which...
Kelsey Molyet barred from securities industry.
According to a recent FINRA disciplinary announcement, Kelsey Marie Molyet (CRD #5695243, Indianapolis, Indiana) submitted an AWC in which...
Kevin Kuhlow barred from securities industry.
According to a recent FINRA disciplinary announcement, Kevin Joseph Kuhlow (CRD #1993792, Los Gatos, California) has submitted an AWC in...
