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Month: February 2015

Blog, Securities Fraud

Malcolm Segal barred from securities industry

Malcolm Segal (CRD #1723563, Langhorne, Pennsylvania) recently submitted an AWC in which he was barred from association with any FINRA...

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Blog, Securities Fraud

Jamie David Pope barred from securities industry

Jamie David Pope (CRD #4172805, Winter Park, Florida) recently submitted an AWC in which he was barred from association with any FINRA...

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Blog, Securities Fraud

James Mark McLaughlin barred from securities industry

James Mark McLaughlin (CRD #1925099, Westover, Alabama) recently submitted an AWC in which he was barred from association with any FINRA...

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Blog, Securities Fraud

Patrick Richard Harrison barred from securities industry

Patrick Richard Harrison (CRD #4976695, Fircrest, Washington) recently submitted an AWC in which he was barred from association with any...

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Blog, Securities Fraud

John Charles Hanson barred from securities industry

John Charles Hanson (CRD #2420584, Spokane, Washington) recently submitted an AWC in which he was barred from association with any FINRA...

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Blog, Securities Fraud

Michael Christopher Evangelista barred from securities industry.

Michael Christopher Evangelista (CRD #2361644, West Chester, Pennsylvania) recently submitted an AWC in which he was barred from...

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