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Month: March 2012

Blog, Securities Fraud Articles

Lexington Capital Funding III Investment Losses

Did you suffer losses due to your purchase of the Lexington Capital Funding III Collateralized Debt Obligation (CDO) through Merrill Lynch...

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Blog, Securities Fraud Articles

Investment Losses: Former LPL Rep Arthur Lin

According to SEC documents, Arthur Lin, a former LPL Financial registered representative has been accused of selling “…$5,360,000 in...

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Blog, Securities Fraud Articles

Recovery of Ziegler Healthcare Real Estate Fund Losses

Have you suffered investment losses in Ziegler Healthcare Real Estate Funds?  If so, The White Law Group may be able to help you recover...

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Blog, Securities Fraud Articles

Former Morgan Stanley Smith Barney Financial Advisor Admits To Theft

It is being reported that Victor Manuel Rivera, Jr., a financial advisor from Clifton, New Jersey, has pled guilty to federal wire fraud...

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Blog, Securities Fraud Articles

Binghamton Financial Advisor Admits to Fraudulent Scheme

The Wall Street Journal has reported that Thomas Kelly, Binghamton-area financial adviser, has admitted to bilking 19 investors out of...

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Blog, Securities Fraud Articles

Financial Advisor Magazine Survey Of RIAs

In terms of function and practice, registered investment advisory firms (RIAs) are similar to brokerage firms.  One of the primary...

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