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Month: February 2012

Blog, Securities Fraud

Former Raymond James Advisor Gregory Walker Charged With Identity Theft and Wire Fraud

According to federal court documents, Gregory B. Walker, a former financial advisor with Raymond James, was indicted in January by a U.S....

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Blog, Securities Fraud

Former LPL Broker James Scott McKee Charged With Theft

According to various reports, a broker formally affiliated with Morgan Stanley Smith Barney, LLC, Berthel Fisher & Co., and LPL...

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Blog, Securities Fraud

Grubb & Ellis Co. declares bankruptcy.

According to the Investment News, Grubb & Ellis Co., a U.S. real estate services company, agreed to sell almost all its assets to BGC...

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Blog, Securities Fraud

UBS Files Injunction Against Departing Advisors

It is being reported by the Investment News that UBS is going after two former financial advisors for allegedly taking client information...

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Blog, Current Investigations, Securities Fraud

Risks of Structured Products

A structured product, also known as a market linked investment, is generally a pre-packaged investment strategy based on derivatives,...

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Blog, Securities Fraud

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Are you concerned about your KBS REIT investment?

KBS REIT Investment Losses KBS REIT is a public, non-traded real estate investment trust. There are two KBS REITs, KBS REIT I and II, both...

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