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Month: June 2011

Blog, Securities Fraud

Two Brokers Face Penalties For Selling National Life Settlement Investments

According to the Investment News, a pair of registered representatives with Planmember Securities Corp. could lose their securities...

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Blog, Securities Fraud

Settlement Announced Involving Morgan Keegan Subprime-Mortgage-Backed Securities

According to the Investment News, Regions Financial Corp. will pay $210 million to settle federal and state regulatory charges involving...

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Blog, Securities Fraud

Elder Abuse and Financial Fraud on the rise.

According to the Investment News, older Americans are being financially abused by family members, strangers and businesses to the tune of...

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Blog, Securities Fraud

Desert Capital REIT Insider Trading?

One of the allegations that we often hear from investors in Desert Capital REIT is that the principals of the firm were selling shares of...

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Publications

InvestmentNews: Investors in Lerner REITs May Find No Redemption

Investors who want to redeem their shares in the Apple family of non-traded REITs marketed by David Lerner Associates Inc., which has become the target of a regulatory action, may be out of luck…

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Blog, Securities Fraud

Risks of Structured Notes With Principal Protection

The retail market for structured notes with principal protection has been growing in recent years. While these products often have...

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