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Month: May 2010

Blog, Securities Fraud

Mark Francis Harper, formerly of Bentley-Lawrence Securities, Inc., barred from securities industry.

FINRA recently announced that Mark Francis Harper, formerly of Bentley-Lawrence Securities, Inc. in Stow, Ohio, has been barred from...

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Blog, Securities Fraud

www.IL-Business-Directory.com Illinois Catalog: largest Business Directory in Illinois (IL)...

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Blog, Securities Fraud

Henry Thomas Goode, a former registered representative with Wachovia Securities in Melbourne, Florida, fined and suspended by FINRA.

FINRA recently announced that Henry Thomas Goode, a former registered representative with Wachovia Securities in Indialantic, Florida, has...

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Blog, Securities Fraud

Dedric Hillery Gill III, a former registered representative with QA3 Financial Corp. in Omaha, Nebraska, barred from securities industry.

FINRA recently announced that Dedric Hillery Gill III, a former registered representative with QA3 Financial Corp. in Omaha, Nebraska, has...

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Blog, Securities Fraud

Barry Michael Donald, a former registered representative with Chase Investment Services Corp. in Morton, Illinois, fined and suspended from FINRA.

FINRA recently announced that Barry Michael Donald, a former registered representative with Chase Investment Services Corp. in Morton,...

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Blog, Securities Fraud

Daniel Glenn Carlen, formerly of Slavic Investment Corporation in Boca Raton, Florida, barred from securities industry for misappropriating funds.

FINRA recently announced that Daniel Glenn Carlen, formerly a registered representative for Slavic Investment Corporation in Boca Raton,...

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