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Tag: Wells Fargo

Financial Advisor Promissory Note Securities Litigation Representation, featured by Top Securities Fraud Attorneys, The White Law Group

Blog, Securities Fraud

June 23, 2010 • 2 Comments

Financial Advisor Promissory Note Securities Lawsuits

Financial Advisor Promissory Note Attorney Updated December 1, 2020 The White Law Group continues to represent financial advisors in...

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Blog, Securities Fraud

June 18, 2010

Investigation Into Sub-Prime Issues

The White Law Group is investigating the appropriateness of financial advisor’s recommendations that investors purchase sub-prime issues...

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Blog, Securities Fraud

June 11, 2010

Investigation of UBS financial advisor Eduardo Sordo

We are investigating a possible securities fraud claim on behalf of an investor involving investment recommendations made by former UBS...

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Blog, Securities Fraud

October 9, 2009

FINRA Fines Broker-Dealers $1.65 Million for Supervisory Failures

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined five bank broker-dealers a total of $1.65 million...

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