Call Now for a Free Consultation
(888) 637-5510

Tag: Wells Fargo

Blog, Securities Fraud

• 2 Comments

Financial Advisor Promissory Note Securities Lawsuits

Financial Advisor Promissory Note Attorney Updated December 1, 2020 The White Law Group continues to represent financial advisors in...

Read More

Blog, Securities Fraud

Investigation Into Sub-Prime Issues

The White Law Group is investigating the appropriateness of financial advisor’s recommendations that investors purchase sub-prime issues...

Read More

Blog, Securities Fraud

Investigation of UBS financial advisor Eduardo Sordo

We are investigating a possible securities fraud claim on behalf of an investor involving investment recommendations made by former UBS...

Read More

Blog, Securities Fraud

FINRA Fines Broker-Dealers $1.65 Million for Supervisory Failures

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined five bank broker-dealers a total of $1.65 million...

Read More