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Tag: Wells Fargo

Blog, Securities Fraud Articles

June 11, 2010

Investigation of UBS financial advisor Eduardo Sordo

We are investigating a possible securities fraud claim on behalf of an investor involving investment recommendations made by former UBS...

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Blog, Securities Fraud Articles

October 9, 2009

FINRA Fines Broker-Dealers $1.65 Million for Supervisory Failures

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined five bank broker-dealers a total of $1.65 million...

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