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Tag: Wachovia Securities

Blog, Securities Fraud

Securities Fraud Investigation Involving CIT InterNotes

The White Law Group is investigating securities fraud claims on behalf of investors involving CIT InterNotes. The sale of CIT InterNotes to...

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Blog, Securities Fraud

Henry Thomas Goode fined and suspended by FINRA

FINRA recently announced that Henry Thomas Goode, a former registered representative with Wachovia Securities in Indialantic, Florida, has...

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Blog, Securities Fraud

Thailia Alisa Tucker, a former financial advisor for Wachovia Securities, LLC in Miami , Florida , barred from FINRA for securities fraud.

FINRA recently announced that Thailia Alisa Tucker, a former financial advisor for Wachovia Securities, LLC in Miami , Florida , has been...

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Blog, Securities Fraud

Maria Duarte Pumariega, formerly registered with Wachovia Securities in Miami, Florida, barred from FINRA for securities fraud violations.

FINRA recently announced that Maria Duarte Pumariega, a financial advisor formerly registered with Wachovia Securities in Miami, Florida,...

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Blog, Securities Fraud

Maria Anne Harding, formerly of Wachovia Securities, LLC in Fort Myers, suspended from FINRA

Maria Anne Harding, registered as a financial advisor with Wachovia Securities LLC from May 2007 through July 2009, has been suspended from...

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