Tag: Wachovia Securities
Securities Fraud Investigation Involving CIT InterNotes
The White Law Group is investigating securities fraud claims on behalf of investors involving CIT InterNotes. The sale of CIT InterNotes to...
Henry Thomas Goode fined and suspended by FINRA
FINRA recently announced that Henry Thomas Goode, a former registered representative with Wachovia Securities in Indialantic, Florida, has...
Thailia Alisa Tucker barred from FINRA for securities fraud
FINRA recently announced that Thailia Alisa Tucker, a former financial advisor for Wachovia Securities, LLC in Miami , Florida , has been...
Maria Duarte Pumariega barred from FINRA
FINRA recently announced that Maria Duarte Pumariega, a financial advisor formerly registered with Wachovia Securities in Miami, Florida,...
Maria Anne Harding, formerly of Wachovia Securities, LLC in Fort Myers, suspended from FINRA
Maria Anne Harding, registered as a financial advisor with Wachovia Securities LLC from May 2007 through July 2009, has been suspended from...
