Tag: variable annuity switching
FINRA Examination Findings: Failure of Oversight in Firms
FINRA Examination Findings: firms need to tighten up supervisory systems. Last Friday, the Financial Industry Regulatory Authority...
Update on Former Advisor Walter J. Marino and Variable Annuities Case
FINRA Charges Walter J. Marino with unsuitable advice, misrepresentation and falsification of records. In November we told you that...
NY Broker Solicits Teachers in Risky Variable Annuities
According to an article in the New York Times, Walter Marino of Benjamin Securities, Inc. allegedly solicited teachers to invest in high...
Overview of Variable Annuity Securities Fraud Cases
Variable Annuity Securities Fraud Claims | Variable Annuity Attorney The following is intended to provide a brief primer on variable...
John Hancock Scales Back Variable Annuity Offerings
According to a recent article in the investmentnews.com, John Hancock “has pulled back on its annuity distribution and expects to...
When is the Sale of Variable Annuities a Securities Regulation Violation?
As a national securities litigation law firm and investor protection advocate, the firm often speaks to investors who have experienced...
