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Tag: variable annuity switching

Blog

Annuity Sales on the Rise, may Surpass all Time High set in 2008 

Annuity sales on the rise, may surpass all time high set in 2008.  CBS News reported today that annuity sales are on the rise thanks to...

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Blog, Current Investigations

Ameriprise Subsidiary Reportedly Fined for VA Switching   

 SEC fines RiverSource Distributors Inc. $5 Million for Improper Variable Annuity Exchanges   According to The Securities and Exchange...

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Blog, Securities Fraud

Variable Annuities Investigation, Variable Annuity Switching – Securities Fraud Lawyer

Are you a Victim of Variable Annuity Switching? Overselling variable annuities or variable annuity switching can be a problem and is not in...

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Blog, Securities Fraud

Wells Fargo to pay $1.4 M in Restitution for Failure to Supervise VA Switches

FINRA Sanctions Wells Fargo for Failure to Supervise VA Switches According to the Financial Industry Regulatory Authority (FINRA) on...

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Blog, Current Investigations

Royal Alliance Associates – Failure to Supervise

Mass. Regulators charge Royal Alliance Associates with Failure to Supervise According to an article in Investment News today, the state of...

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