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Tag: variable annuity investment losses

Blog, Securities Fraud

Variable annuity sales at independent broker-dealers

The Investment News just released data on the variable annuity sales at independent broker-dealers.  As you can see from the chart...

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Blog, Securities Fraud

When is the Sale of Variable Annuities a Securities Regulation Violation?

As a national securities litigation law firm and investor protection advocate, the firm often speaks to investors who have experienced...

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Blog, Securities Fraud

Gilman Ciocia and Prime Capital Services censured by the SEC

The Securities and Exchange Commission (SEC) recently announced that it has censured Gilman Ciocia and its Prime Capital Services unit for...

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